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Phenomenology (philosophy)From Wikipedia, the free encyclopedia
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This article is about phenomenology in philosophy. For phenomenology as a research methodology, see Phenomenography. For phenomenology as an approach in psychology, see Phenomenology (psychology).
Phenomenology (from Greek: phainómenon "that which appears"; and lógos "study") is the philosophical study of the structures of subjective experience and consciousness. It is a broad philosophical movement founded in the early years of the 20th century by Edmund Husserl, expanded upon by a circle of his followers at the universities of Göttingen and Munich in Germany. It then spread to France, the United States, and elsewhere, often in contexts far removed from Husserl's early work.[1]
 
Phenomenology, in Husserl's conception, is primarily concerned with the systematic reflection on and study of the structures of consciousness and the phenomena that appear in acts of consciousness. This phenomenological ontology can be clearly differentiated from the Cartesian method of analysis which sees the world as objects, sets of objects, and objects acting and reacting upon one another.
 
Husserl's conception of phenomenology has been criticized and developed not only by himself but also by his students Edith Stein and Martin Heidegger, by existentialists, such as Max Scheler, Nicolai Hartmann, Maurice Merleau-Ponty, Jean-Paul Sartre, and by other philosophers, such as Paul Ricoeur, Emmanuel Levinas, and sociologists Alfred Schütz and Eric Voegelin.
 
Contents
1 Overview
2 Phenomenological terminology
2.1 Intentionality
2.2 Intuition
2.3 Evidence
2.4 Noesis and Noema
2.5 Empathy and Intersubjectivity
2.6 Lifeworld
3 Husserl's Logische Untersuchungen (1900/1901)
4 Transcendental phenomenology after the Ideen (1913)
5 Realist phenomenology
6 Existential phenomenology
7 Phenomenology and Eastern thought
8 Historical overview of the use of the term
9 See also
10 References
11 External links
[edit] OverviewStephen Hicks writes that to understand phenomenology, one must identify its roots in the philosophy of Immanuel Kant (1724–1804).[2] In his Critique of Pure Reason, Kant distinguished between "phenomena" (objects as interpreted by human sensibility and understanding), and "noumena" (objects as things-in-themselves, which humans cannot directly experience). According to Hicks, 19th-century Kantianism operated in two broad camps: structural linguistics and phenomenology. Hicks writes, "In effect, the Structuralists were seeking subjective noumenal categories, and the Phenomenologists were content with describing the phenomena without asking what connection to an external reality those experiences might have."[3]
 
In its most basic form, phenomenology thus attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgments, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience.[citation needed]
 
Husserl derived many important concepts central to phenomenology from the works and lectures of his teachers, the philosophers and psychologists Franz Brentano and Carl Stumpf.[4] An important element of phenomenology that Husserl borrowed from Brentano is intentionality (often described as "aboutness"), the notion that consciousness is always consciousness of something. The object of consciousness is called the intentional object, and this object is constituted for consciousness in many different ways, through, for instance, perception, memory, retention and protention, signification, etc. Throughout these different intentionalities, though they have different structures and different ways of being "about" the object, an object is still constituted as the identical object; consciousness is directed at the same intentional object in direct perception as it is in the immediately following retention of this object and the eventual remembering of it.
 
Though many of the phenomenological methods involve various reductions, phenomenology is, in essence, anti-reductionistic; the reductions are mere tools to better understand and describe the workings of consciousness, not to reduce any phenomenon to these descriptions. In other words, when a reference is made to a thing's essence or idea, or when one details the constitution of an identical coherent thing by describing what one "really" sees as being only these sides and aspects, these surfaces, it does not mean that the thing is only and exclusively what is described here: The ultimate goal of these reductions is to understand how these different aspects are constituted into the actual thing as experienced by the person experiencing it. Phenomenology is a direct reaction to the psychologism and physicalism of Husserl's time.[citation needed]
 
Although previously employed by Hegel in his Phenomenology of Spirit, it was Husserl’s adoption of this term (circa 1900) that propelled it into becoming the designation of a philosophical school. As a philosophical perspective, phenomenology is its method, though the specific meaning of the term varies according to how it is conceived by a given philosopher. As envisioned by Husserl, phenomenology is a method of philosophical inquiry that rejects the rationalist bias that has dominated Western thought since Plato in favor of a method of reflective attentiveness that discloses the individual’s “lived experience.”[5] Loosely rooted in an epistemological device, with Sceptic roots, called epoché, Husserl’s method entails the suspension of judgment while relying on the intuitive grasp of knowledge, free of presuppositions and intellectualizing. Sometimes depicted as the “science of experience,” the phenomenological method is rooted in intentionality, Husserl’s theory of consciousness (developed from Brentano). Intentionality represents an alternative to the representational theory of consciousness, which holds that reality cannot be grasped directly because it is available only through perceptions of reality that are representations of it in the mind. Husserl countered that consciousness is not “in” the mind but rather conscious of something other than itself (the intentional object), whether the object is a substance or a figment of imagination (i.e., the real processes associated with and underlying the figment). Hence the phenomenological method relies on the description of phenomena as they are given to consciousness, in their immediacy.
 
According to Maurice Natanson (1973, p. 63), “The radicality of the phenomenological method is both continuous and discontinuous with philosophy’s general effort to subject experience to fundamental, critical scrutiny: to take nothing for granted and to show the warranty for what we claim to know.”
In practice, it entails an unusual combination of discipline and detachment to suspend, or bracket, theoretical explanations and second-hand information while determining one's “naive” experience of the matter. The phenomenological method serves to momentarily erase the world of speculation by returning the subject to his or her primordial experience of the matter, whether the object of inquiry is a feeling, an idea, or a perception. According to Husserl the suspension of belief in what we ordinarily take for granted or infer by conjecture diminishes the power of what we customarily embrace as objective reality. According to Rüdiger Safranski (1998, 72), “[Husserl and his followers’] great ambition was to disregard anything that had until then been thought or said about consciousness or the world [while] on the lookout for a new way of letting the things [they investigated] approach them, without covering them up with what they already knew.”
 
Martin Heidegger modified Husserl’s conception of phenomenology because of (what Heidegger perceived as) Husserl's subjectivist tendencies. Whereas Husserl conceived humans as having been constituted by states of consciousness, Heidegger countered that consciousness is peripheral to the primacy of one’s existence (i.e., the mode of being of Dasein), which cannot be reduced to one’s consciousness of it. From this angle, one’s state of mind is an “effect” rather than a determinant of existence, including those aspects of existence that one is not conscious of. By shifting the center of gravity from consciousness (psychology) to existence (ontology), Heidegger altered the subsequent direction of phenomenology, making it at once both personal and mysterious. As one consequence of Heidegger’s modification of Husserl’s conception, phenomenology became increasingly relevant to psychoanalysis. Whereas Husserl gave priority to a depiction of consciousness that was fundamentally alien to the psychoanalytic conception of the unconscious, Heidegger offered a way to conceptualize experience that could accommodate those aspects of one’s existence that lie on the periphery of sentient awareness.[6][7]
 
[edit] Phenomenological terminology[edit] IntentionalityIntentionality refers to the notion that consciousness is always the consciousness of something. The word itself should not be confused with the "ordinary" use of the word intentional, but should rather be taken as playing on the etymological roots of the word. Originally, intention referred to a "stretching out" ("in tension," lat. intendere[3][4]), and in this context it refers to consciousness "stretching out" towards its object (although one should be careful with this image, seeing as there is not some consciousness first that, subsequently, stretches out to its object. Rather, consciousness occurs as the simultaneity of a conscious act and its object.) Intentionality is often summed up as "aboutness."
 
Whether this something that consciousness is about is in direct perception or in fantasy is inconsequential to the concept of intentionality itself; whatever consciousness is directed at, that is what consciousness is conscious of. This means that the object of consciousness doesn't have to be a physical object apprehended in perception: it can just as well be a fantasy or a memory. Consequently, these "structures" of consciousness, i.e., perception, memory, fantasy, etc., are called intentionalities.
 
The cardinal principle of phenomenology, the term intentionality originated with the Scholastics in the medieval period and was resurrected by Brentano who in turn influenced Husserl’s conception of phenomenology, who refined the term and made it the cornerstone of his theory of consciousness. The meaning of the term is complex and depends entirely on how it is conceived by a given philosopher. The term should not be confused with “intention” or the psychoanalytic conception of unconscious “motive” or “gain.”
 
[edit] IntuitionIntuition in phenomenology refers to those cases where the intentional object is directly present to the intentionality at play; if the intention is "filled" by the direct apprehension of the object, you have an intuited object. Having a cup of coffee in front of you, for instance, seeing it, feeling it, or even imagining it - these are all filled intentions, and the object is then intuited. The same goes for the apprehension of mathematical formulae or a number. If you do not have the object as referred to directly, the object is not intuited, but still intended, but then emptily. Examples of empty intentions can be signitive intentions - intentions that only imply or refer to their objects.
 
[edit] EvidenceIn everyday language, we use the word evidence to signify a special sort of relation between a state of affairs and a proposition: State A is evidence for the proposition "A is true." In phenomenology, however, the concept of evidence is meant to signify the "subjective achievement of truth."[8] This is not an attempt to reduce the objective sort of evidence to subjective "opinion," but rather an attempt to describe the structure of having something present in intuition with the addition of having it present as intelligible: "Evidence is the successful presentation of an intelligible object, the successful presentation of something whose truth becomes manifest in the evidencing itself."[9]
 
[edit] Noesis and NoemaMain article: Noema
In Husserl's phenomenology, which is quite common, this pair of terms, derived from the Greek nous (mind), designate respectively the real content, noesis, and the ideal content, noema, of an intentional act (an act of consciousness). The Noesis is the part of the act that gives it a particular sense or character (as in judging or perceiving something, loving or hating it, accepting or rejecting it, and so on). This is real in the sense that it is actually part of what takes place in the consciousness (or psyche) of the subject of the act. The Noesis is always correlated with a Noema; for Husserl, the full Noema is a complex ideal structure comprising at least a noematic sense and a noematic core. The correct interpretation of what Husserl meant by the Noema has long been controversial, but the noematic sense is generally understood as the ideal meaning of the act[10] and the noematic core as the act's referent or object as it is meant in the act. One element of controversy is whether this noematic object is the same as the actual object of the act (assuming it exists) or is some kind of ideal object.[11]
 
[edit] Empathy and IntersubjectivitySee also: Empathy and Intersubjectivity
In phenomenology, empathy refers to the experience of one's own body as another. While we often identify others with their physical bodies, this type of phenomenology requires that we focus on the subjectivity of the other, as well as our intersubjective engagement with them. In Husserl's original account, this was done by a sort of apperception built on the experiences of your own lived-body. The lived body is your own body as experienced by yourself, as yourself. Your own body manifests itself to you mainly as your possibilities of acting in the world. It is what lets you reach out and grab something, for instance, but it also, and more importantly, allows for the possibility of changing your point of view. This helps you differentiate one thing from another by the experience of moving around it, seeing new aspects of it (often referred to as making the absent present and the present absent), and still retaining the notion that this is the same thing that you saw other aspects of just a moment ago (it is identical). Your body is also experienced as a duality, both as object (you can touch your own hand) and as your own subjectivity (you experience being touched).
 
The experience of your own body as your own subjectivity is then applied to the experience of another's body, which, through apperception, is constituted as another subjectivity. You can thus recognise the Other's intentions, emotions, etc. This experience of empathy is important in the phenomenological account of intersubjectivity. In phenomenology, intersubjectivity constitutes objectivity (i.e., what you experience as objective is experienced as being intersubjectively available - available to all other subjects. This does not imply that objectivity is reduced to subjectivity nor does it imply a relativist position, cf. for instance intersubjective verifiability).
 
In the experience of intersubjectivity, one also experiences oneself as being a subject among other subjects, and one experiences oneself as existing objectively for these Others; one experiences oneself as the noema of Others' noeses, or as a subject in another's empathic experience. As such, one experiences oneself as objectively existing subjectivity. Intersubjectivity is also a part in the constitution of one's lifeworld, especially as "homeworld."
 
[edit] LifeworldMain article: Lifeworld
The lifeworld (German: Lebenswelt) is the "world" each one of us lives in. One could call it the "background" or "horizon" of all experience, and it is that on which each object stands out as itself (as different) and with the meaning it can only hold for us. The lifeworld is both personal and intersubjective (it is then called a "homeworld"), and, as such, it does not enclose each one of us in a solus ipse.
 
[edit] Husserl's Logische Untersuchungen (1900/1901)In the first edition of the Logical Investigations, still under the influence of Brentano, Husserl describes his position as "descriptive psychology." Husserl analyzes the intentional structures of mental acts and how they are directed at both real and ideal objects. The first volume of the Logical Investigations, the Prolegomena to Pure Logic, begins with a devastating critique of psychologism, i.e., the attempt to subsume the a priori validity of the laws of logic under psychology. Husserl establishes a separate field for research in logic, philosophy, and phenomenology, independently from the empirical sciences.[12]
 
[edit] Transcendental phenomenology after the Ideen (1913) This section does not cite any references or sources. (February 2011)
 
Some years after the publication of the Logical Investigations, Husserl made some key elaborations that led him to the distinction between the act of consciousness (noesis) and the phenomena at which it is directed (the noemata).
 
"noetic" refers to the intentional act of consciousness (believing, willing, etc.)
"noematic" refers to the object or content (noema), which appears in the noetic acts (the believed, wanted, hated, and loved ...).
What we observe is not the object as it is in itself, but how and inasmuch it is given in the intentional acts. Knowledge of essences would only be possible by "bracketing" all assumptions about the existence of an external world and the inessential (subjective) aspects of how the object is concretely given to us. This procedure Husserl called epoché.
 
Husserl in a later period concentrated more on the ideal, essential structures of consciousness. As he wanted to exclude any hypothesis on the existence of external objects, he introduced the method of phenomenological reduction to eliminate them. What was left over was the pure transcendental ego, as opposed to the concrete empirical ego. Now Transcendental Phenomenology is the study of the essential structures that are left in pure consciousness: This amounts in practice to the study of the noemata and the relations among them. The philosopher Theodor Adorno criticised Husserl's concept of phenomenological epistemology in his metacritique Against Epistemology, which is anti-foundationalist in its stance.
 
Transcendental phenomenologists include Oskar Becker, Aron Gurwitsch, and Alfred Schutz.
 
[edit] Realist phenomenology This section does not cite any references or sources. (February 2011)
 
After Husserl's publication of the Ideen in 1913, many phenomenologists took a critical stance towards his new theories. Especially the members of the Munich group distanced themselves from his new transcendental phenomenology and preferred the earlier realist phenomenology of the first edition of the Logical Investigations.
 
Realist phenomenologists include Adolf Reinach, Alexander Pfänder, Johannes Daubert, Max Scheler, Roman Ingarden, Nicolai Hartmann, Dietrich von Hildebrand.
 
[edit] Existential phenomenologyMain article: Existential phenomenology
Existential phenomenology differs from transcendental phenomenology by its rejection of the transcendental ego. Merleau-Ponty objects to the ego's transcendence of the world, which for Husserl leaves the world spread out and completely transparent before the conscious. Heidegger thinks of a conscious being as always already in the world. Transcendence is maintained in existential phenomenology to the extent that the method of phenomenology must take a presuppositionless starting point - transcending claims about the world arising from, for example, natural or scientific attitudes or theories of the ontological nature of the world.
 
While Husserl thought of philosophy as a scientific discipline that had to be founded on a phenomenology understood as epistemology, Heidegger held a radically different view. Heidegger himself states their differences this way:
 
For Husserl, the phenomenological reduction is the method of leading phenomenological vision from the natural attitude of the human being whose life is involved in the world of things and persons back to the transcendental life of consciousness and its noetic-noematic experiences, in which objects are constituted as correlates of consciousness. For us, phenomenological reduction means leading phenomenological vision back from the apprehension of a being, whatever may be the character of that apprehension, to the understanding of the Being of this being (projecting upon the way it is unconcealed).[13]
According to Heidegger, philosophy was not at all a scientific discipline, but more fundamental than science itself. According to him science is only one way of knowing the world with no special access to truth. Furthermore, the scientific mindset itself is built on a much more "primordial" foundation of practical, everyday knowledge. Husserl was skeptical of this approach, which he regarded as quasi-mystical, and it contributed to the divergence in their thinking.
 
Instead of taking phenomenology as prima philosophia or a foundational discipline, Heidegger took it as a metaphysical ontology: "being is the proper and sole theme of philosophy... this means that philosophy is not a science of beings but of being.".[13] Yet to confuse phenomenology and ontology is an obvious error. Phenomena are not the foundation or Ground of Being. Neither are they appearances, for, as Heidegger argues in Being and Time, an appearance is "that which shows itself in something else," while a phenomenon is "that which shows itself in itself."
 
While for Husserl, in the epoché, being appeared only as a correlate of consciousness, for Heidegger being is the starting point. While for Husserl we would have to abstract from all concrete determinations of our empirical ego, to be able to turn to the field of pure consciousness, Heidegger claims that "the possibilities and destinies of philosophy are bound up with man's existence, and thus with temporality and with historicality."[13]
 
However, ontological being and existential being are different categories, so Heidegger's conflation of these categories is, according to Husserl's view, the root of Heidegger's error. Husserl charged Heidegger with raising the question of ontology but failing to answer it, instead switching the topic to the Dasein, the only being for whom Being is an issue. That is neither ontology nor phenomenology, according to Husserl, but merely abstract anthropology. To clarify, perhaps, by abstract anthropology, as a non-existentialist searching for essences, Husserl rejected the existentialism implicit in Heidegger's distinction between being (sein) as things in reality and Being (Da-sein) as the encounter with being, as when being becomes present to us, that is, is unconcealed.[14]
 
Existential phenomenologists include: Martin Heidegger (1889–1976), Hannah Arendt (1906–1975), Emmanuel Levinas (1906–1995), Gabriel Marcel (1889–1973), Jean-Paul Sartre (1905–1980), Paul Ricoeur (1913–2005) and Maurice Merleau-Ponty (1908–1961).
 
[edit] Phenomenology and Eastern thoughtSome researchers in phenomenology (in particular in reference to Heidegger's legacy) see possibilities of establishing dialogues with traditions of thought outside of the so-called Western philosophy, particularly with respect to East-Asian thinking, and despite perceived differences between "Eastern" and "Western".[15] Furthermore, it has been claimed that a number of elements within phenomenology (mainly Heidegger's thought) have some resonance with Eastern philosophical ideas, particularly with Zen Buddhism and Taoism.[16] According to Tomonubu Imamichi, the concept of Dasein was inspired — although Heidegger remains silent on this — by Okakura Kakuzo's concept of das-in-der-Welt-sein (being in the world) expressed in The Book of Tea to describe Zhuangzi's philosophy, which Imamichi's teacher had offered to Heidegger in 1919, after having studied with him the year before.[17]
 
There are also recent signs of the reception of phenomenology (and Heidegger's thought in particular) within scholarly circles focused on studying the impetus of metaphysics in the history of ideas in Islam and Early Islamic philosophy;[18] perhaps under the indirect influence of the tradition of the French Orientalist and philosopher Henri Corbin.[19]
 
In addition, the work of Jim Ruddy in the field of comparative philosophy, combined the concept of Transcendental Ego in Husserl's phenomenology with the concept of the primacy of self-consciousness in the work of Sankaracharya. In the course of this work, Ruddy uncovered a wholly new eidetic phenomenological science, which he called "convergent phenomenology." This new phenomenology takes over where Husserl left off, and deals with the constitution of relation-like, rather than merely thing-like, or "intentional" objectivity.[20]
 
[edit] Historical overview of the use of the termPhenomenology has at least two main meanings in philosophical history: one in the writings of G.W.F. Hegel, another in the writings of Edmund Husserl in 1920, and a third, deriving from Husserl's work, in the writings of his former research assistant Martin Heidegger in 1927.
 
For G.W.F. Hegel, phenomenology is an approach to philosophy that begins with an exploration of phenomena (what presents itself to us in conscious experience) as a means to finally grasp the absolute, logical, ontological and metaphysical Spirit that is behind phenomena. This has been called a "dialectical phenomenology".
For Edmund Husserl, phenomenology is "the reflective study of the essence of consciousness as experienced from the first-person point of view."[21] Phenomenology takes the intuitive experience of phenomena (what presents itself to us in phenomenological reflexion) as its starting point and tries to extract from it the essential features of experiences and the essence of what we experience. When generalized to the essential features of any possible experience, this has been called "Transcendental Phenomenology". Husserl's view was based on aspects of the work of Franz Brentano and was developed further by philosophers such as Maurice Merleau-Ponty, Max Scheler, Edith Stein, Dietrich von Hildebrand and Emmanuel Levinas.
Although the term "phenomenology" was used occasionally in the history of philosophy before Husserl, modern use ties it more explicitly to his particular method. Following is a list of thinkers in rough chronological order who used the term "phenomenology" in a variety of ways, with brief comments on their contributions:[22]
 
Friedrich Christoph Oetinger (1702–1782) German pietist, for the study of the "divine system of relations"[23]
Johann Heinrich Lambert (1728–1777) (mathematician, physician and philosopher) known for the theory of appearances underlying empirical knowledge.[24]
Immanuel Kant (1724–1804), in the Critique of Pure Reason, distinguished between objects as phenomena, which are objects as shaped and grasped by human sensibility and understanding, and objects as things-in-themselves or noumena, which do not appear to us in space and time and about which we can make no legitimate judgments.
G.W.F. Hegel (1770–1831) challenged Kant's doctrine of the unknowable thing-in-itself, and declared that by knowing phenomena more fully we can gradually arrive at a consciousness of the absolute and spiritual truth of Divinity, most notably in his Hegel's Phenomenology of Spirit, published in 1807.
Carl Stumpf (1848–1936), student of Brentano and mentor to Husserl, used "phenomenology" to refer to an ontology of sensory contents.
Edmund Husserl (1859–1938) established phenomenology at first as a kind of "descriptive psychology" and later as a transcendental and eidetic science of consciousness. He is considered to be the founder of contemporary phenomenology.
Max Scheler (1874–1928) developed further the phenomenological method of Edmund Husserl and extended it to include also a reduction of the scientific method. He influenced the thinking of Pope John Paul II, Dietrich von Hildebrand, and Edith Stein.
Martin Heidegger (1889–1976) criticized Husserl's theory of phenomenology and attempted to develop a theory of ontology that led him to his original theory of Dasein, the non-dualistic human being.
Alfred Schütz (1899–1959) developed a phenomenology of the social world on the basis of everyday experience that has influenced major sociologists such as Harold Garfinkel, Peter Berger, and Thomas Luckmann.
Francisco Varela (1946–2001) Chilean philosopher and biologist. Developed the basis for experimental phenomenology and neurophenomenology.
Later usage is mostly based on or (critically) related to Husserl's introduction and use of the term. This branch of philosophy differs from others in that it tends to be more "descriptive" than "prescriptive".
 
[edit] See also